Certified Due Diligence Specialist in Investment Funds & Asset Management (CDD-IFAM)

The Certified Due Diligence Specialist in Investment Funds & Asset Management (CDD-IFAM) certification is crafted to empower professionals with specialized knowledge in due diligence, compliance, and risk management specific to the investment funds and asset management sectors. This program addresses the intricate regulatory and risk assessment needs of these sectors, emphasizing AML (Anti-Money Laundering) and KYC (Know Your Customer) requirements. Participants will learn to navigate complex compliance frameworks, conduct thorough due diligence, and manage high-risk relationships in investment funds and asset management.

Enrollment Procedure
Enrolling in the CDD-IFAM program is easy and fully online. Follow these steps to get started:

1. Visit the Enrollment Page: Navigate to our website and select the CDD-IFAM program.
2. Click on “Enroll Now”: Register by providing your name and email address.
3. Complete Payment: Use our secure payment gateway to finalize your registration. Once payment is confirmed, you will gain access to course materials.
4. Access Course Materials: You will receive immediate access to the Learning Management System (LMS), where you can view instructional videos and download the e-book.
5. Final Exam: When ready, attempt the final exam directly from the LMS. The exam consists of 60 multiple-choice questions (MCQs) and is closed-book, with a 60-minute time limit to assess your understanding of due diligence and compliance for investment funds and asset management.
6. Exam Attempts: You have two attempts to pass. Additional attempts are available for a fee of $14 USD per attempt.
7. Instant Results: After completing the exam, your results will be available immediately. Upon passing, you can download your certification instantly.

Syllabus

Section 1: Foundations of Investment Funds and Regulatory Standards

• Chapter 1: Overview of Investment Funds and Asset Management

  • Types of investment funds (mutual funds, hedge funds, private equity, etc.)
  • Key concepts in asset management and fund structures
  • The role of fund managers, advisors, and other stakeholders

• Chapter 2: Regulatory Frameworks for Investment Funds

  • AML/KYC compliance requirements specific to investment funds
  • Global regulations and standards (FATF, SEC, ESMA, etc.)
  • Licensing and jurisdictional considerations for asset managers

Section 2: Due Diligence and Risk Assessment for Funds

• Chapter 3: Customer Due Diligence (CDD) in Asset Management

  • KYC processes for investor identification and verification
  • Enhanced due diligence (EDD) for high-risk fund clients
  • Onboarding, ongoing monitoring, and periodic reviews for investors

• Chapter 4: Risk-Based Approach and Fund Risk Profiling

  • Implementing a risk-based approach (RBA) to fund due diligence
  • Assessing risks based on fund type, investment strategy, and investor base
  • Developing risk profiles for funds and monitoring for changes

Section 3: Advanced Compliance and Monitoring Practices

• Chapter 5: Transaction Monitoring and Suspicious Activity Reporting

  • Transaction monitoring frameworks for investment funds
  • Recognizing red flags and high-risk transactions
  • Suspicious Activity Reporting (SAR) requirements and best practices

• Chapter 6: Emerging Risks and Compliance Challenges in Asset Management

  • Addressing emerging risks (cryptocurrency, cross-border transactions, etc.)
  • Preparing for regulatory changes and technological advancements
  • Adapting compliance strategies to evolving fund and asset management trends